David Baxandall

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Jan 2021)
    • CF30 Customer (31 Oct 2012 to 28 Jan 2021)
  • David Baxandall (no longer approved here)

    FRN 631505

    • Employed By (10 Sep 2014 to 28 Jan 2021)
  • Aspire 2011 LLP (no longer approved here)

    FRN 552224

    • Employed By (31 Oct 2012 to 14 Dec 2015)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 12 May 2008)
    • CF22 Investment Adviser (Trainee) (17 Oct 2007 to 31 Oct 2007)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF22 Investment Adviser (Trainee) (1 Feb 2003 to 15 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.