RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

David Alexander Scott
IRN DAS00091
- CF21 Investment Adviser (26 Apr 2005 to 16 Sep 2005)
- CF22 Investment Adviser (Trainee) (30 Mar 2005 to 26 Apr 2005)
David Alexander Sharp
IRN DAS01280
- CF30 Customer (4 Dec 2007 to 29 Oct 2011)
David Allan
IRN DXA01312
- CF22 Investment Adviser (Trainee) (5 Nov 2004 to 23 Mar 2005)
David Allan Harris
IRN DXH01500
- CF21 Investment Adviser (1 Mar 2004 to 20 May 2004)
- CF22 Investment Adviser (Trainee) (24 Apr 2003 to 1 Mar 2004)
David Andrew Bradshaw
IRN DAB00110
- CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2002)
David Andrew Bristow
IRN DAB00057
- CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2005)
David Andrew Ferguson
IRN DAF01066
- CF22 Investment Adviser (Trainee) (12 Jun 2003 to 5 Mar 2004)
David Andrew Garden
IRN DAG01146
- CF30 Customer (29 Dec 2010 to 28 Oct 2011)
David Andrew Heard
IRN DAH01175
- CF21 Investment Adviser (22 Apr 2003 to 7 Oct 2005)
- CF22 Investment Adviser (Trainee) (13 Feb 2002 to 22 Apr 2003)
David Andrew Savage
IRN DAS00042
- CF30 Customer (1 Nov 2007 to 14 Feb 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.