David Andrew Heard

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Heard Hamilton Financial Planning Ltd (no longer approved here)

    FRN 720807

    • [FCA CF] Functions requiring qualifications (19 Nov 2020 to 31 Mar 2026)
    • [FCA CF] Client dealing (19 Nov 2020 to 31 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2026)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2026)
    • CF11 Money Laundering Reporting (1 Jun 2016 to 8 Dec 2019)
    • CF1 Director (1 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (1 Jun 2016 to 8 Dec 2019)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Dec 2010 to 7 Dec 2012)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (521)Employed By (1 Dec 2010 to 7 Dec 2012)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF22 Investment Adviser (Trainee) (13 Sep 2005 to 15 Dec 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (22 Apr 2003 to 7 Oct 2005)
    • CF22 Investment Adviser (Trainee) (13 Feb 2002 to 22 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.