Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (30 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Apr 2005 to 30 May 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2002)
  • Maine Financial (no longer approved here)

    FRN 211144

    • (11)Employed By (1 Dec 2001 to 7 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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