RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Daniel William Hodges
IRN DWH01094
- CF22 Investment Adviser (Trainee) (7 Nov 2005 to 8 Nov 2005)
Daniel William Leigh
IRN DWL01035
- CF30 Customer (1 Nov 2007 to 30 Nov 2007)
- CF22 Investment Adviser (Trainee) (5 Dec 2006 to 31 Oct 2007)
Danielle Kay
IRN DXK01297
- CF30 Customer (1 Nov 2007 to 19 Jun 2009)
- CF22 Investment Adviser (Trainee) (20 Oct 2006 to 31 Oct 2007)
Danielle Louise Embleton
IRN DLE01019
- CF22 Investment Adviser (Trainee) (14 Mar 2006 to 3 Apr 2007)
Danielle Louise O'Sullivan
IRN DLO00003
- CF21 Investment Adviser (1 Dec 2001 to 27 Oct 2003)
Danny Newsum
IRN DAN01063
- CF30 Customer (20 May 2010 to 29 Oct 2011)
Danyal Naqvi
IRN DXN00054
- CF21 Investment Adviser (1 Dec 2001 to 23 Sep 2005)
Daren Mark Evans
IRN DME00015
- CF21 Investment Adviser (1 Dec 2001 to 17 Mar 2006)
Darrach Cathal James Teague
IRN DCT01035
- CF22 Investment Adviser (Trainee) (21 May 2004 to 6 Aug 2004)
Darran Harrison
IRN DXH00100
- CF21 Investment Adviser (1 Dec 2001 to 12 Nov 2004)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.