RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Craig Pattison
IRN CXP00045
- CF30 Customer (1 Nov 2007 to 17 Mar 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Craig Pearson Zipfell
IRN CPZ00001
- CF21 Investment Adviser (1 Dec 2001 to 29 Dec 2004)
Craig Peter Beagley
IRN CPB00006
- CF30 Customer (3 Aug 2010 to 29 Oct 2011)
Craig Peter Geoffrey Hewitt
IRN CPH01070
- CF21 Investment Adviser (30 Sep 2004 to 29 Oct 2004)
- CF22 Investment Adviser (Trainee) (17 Feb 2004 to 30 Sep 2004)
Craig Robert Hope Kitching
IRN CRK01025
- CF30 Customer (1 Nov 2007 to 22 Feb 2008)
- CF22 Investment Adviser (Trainee) (25 Oct 2007 to 31 Oct 2007)
Craig Robert Rowan
IRN CRR01025
- CF21 Investment Adviser (13 Sep 2004 to 25 Feb 2005)
- CF22 Investment Adviser (Trainee) (5 Feb 2004 to 13 Sep 2004)
Craig Russell Dade
IRN CRD00012
- CF21 Investment Adviser (1 Dec 2001 to 18 Sep 2002)
Craig Scott Booth
IRN CSB01081
- CF22 Investment Adviser (Trainee) (13 Oct 2005 to 24 Aug 2007)
Craig Shildrick
IRN CXS01667
- CF30 Customer (1 Nov 2007 to 29 Feb 2008)
- CF22 Investment Adviser (Trainee) (22 Dec 2006 to 31 Oct 2007)
Craig Skinner
IRN CXS00140
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Jan 2002)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.