Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (22 Nov 2021 to 12 Apr 2023)
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- Appointed representative dealing with clients for which they require qualification (26 Jan 2021 to 9 Nov 2021)
- CF30 Customer (14 Nov 2008 to 7 Sep 2009)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Oct 2020)
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- (7)Employed By (19 Oct 2012 to 8 Aug 2013)
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- CF30 Customer (3 Aug 2010 to 29 Oct 2011)
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- Employed By (14 Nov 2008 to 7 Sep 2009)
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- CF30 Customer (2 Nov 2007 to 28 Mar 2008)
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- CF21 Investment Adviser (4 Oct 2004 to 10 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.