Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 12 Feb 2019)
    • CF30 Customer (since 25 Nov 2015)
    • Employed By (since 25 Nov 2015)
  • Mortgage Matters Ltd (no longer approved here)

    FRN 974762

    • SMF3 Executive Director (3 Apr 2023 to 14 Mar 2025)
    • Responsibility for MCD Intermediation (3 Apr 2023 to 14 Mar 2025)
    • Responsible for Insurance Distribution (3 Apr 2023 to 14 Mar 2025)
    • SMF16 Compliance Oversight (3 Apr 2023 to 14 Mar 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (14 Aug 2008 to 11 Nov 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (30 Sep 2004 to 29 Oct 2004)
    • CF22 Investment Adviser (Trainee) (17 Feb 2004 to 30 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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