RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Clive John Ringrose
IRN CJR00040
- CF21 Investment Adviser (1 Dec 2001 to 6 Feb 2004)
Clive Leakey
IRN CXL00023
- CF21 Investment Adviser (1 Dec 2001 to 8 Feb 2003)
Clive Leslie Caulder
IRN CLC00006
- CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2006)
Clive Lindsey Howlett
IRN CLH00011
- CF30 Customer (1 Nov 2007 to 9 Sep 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Clive Logan Forster
IRN CLF01028
- CF22 Investment Adviser (Trainee) (24 Apr 2003 to 27 May 2004)
Clive Merrick
IRN CXM00021
- CF21 Investment Adviser (13 Sep 2002 to 28 Apr 2006)
- CF22 Investment Adviser (Trainee) (29 Jan 2002 to 13 Sep 2002)
Clive Roderick Smith
IRN CRS01068
- CF21 Investment Adviser (22 Apr 2003 to 21 May 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Apr 2003)
Clive Russell Shedlow
IRN CRS01082
- CF22 Investment Adviser (Trainee) (28 Apr 2004 to 2 Jul 2004)
Clive Sidaway
IRN CXS00058
- CF21 Investment Adviser (1 Dec 2001 to 23 Jun 2006)
Clive Stuart Rothery
IRN CSR01052
- CF21 Investment Adviser (11 Jun 2003 to 23 Apr 2004)
- CF22 Investment Adviser (Trainee) (29 Apr 2002 to 11 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.