Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (18 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 May 2006 to 18 Dec 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 23 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.