RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Christopher James Griffiths
IRN CJG01111
- CF22 Investment Adviser (Trainee) (3 Jun 2004 to 31 Mar 2005)
Christopher James Harrison
IRN CJH00037
- CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2005)
Christopher James McElhinney
IRN CJM01328
- CF22 Investment Adviser (Trainee) (4 Oct 2006 to 21 May 2007)
Christopher James Morrison Reid Souter
IRN CJS01282
- CF22 Investment Adviser (Trainee) (4 Jul 2006 to 4 Jul 2007)
Christopher James Pellington
IRN CJP00031
- CF21 Investment Adviser (1 Dec 2001 to 2 Mar 2007)
Christopher James Pratt
IRN CJP01136
- CF21 Investment Adviser (17 Nov 2006 to 4 Dec 2006)
- CF22 Investment Adviser (Trainee) (26 Oct 2004 to 17 Nov 2006)
Christopher James Rhodes
IRN CJR01109
- CF30 Customer (1 Nov 2007 to 14 Dec 2007)
- CF21 Investment Adviser (14 Jun 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (4 Aug 2003 to 14 Jun 2004)
Christopher James Simmonds
IRN CJS01269
- CF22 Investment Adviser (Trainee) (25 Jan 2005 to 29 Apr 2005)
Christopher James Smart
IRN CJS00129
- CF21 Investment Adviser (25 Jun 2004 to 20 Oct 2004)
- CF22 Investment Adviser (Trainee) (14 Nov 2003 to 25 Jun 2004)
Christopher James Stout
IRN CJS00046
- CF21 Investment Adviser (1 Dec 2001 to 17 Mar 2006)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.