Christopher James Pratt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mortgage Advice Bureau (Derby) Limited

    FRN 466154

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 17 Sep 2024)
  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • Appointed representative dealing with clients for which they require qualification (6 Jan 2020 to 6 Sep 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jan 2020)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (17 Nov 2006 to 4 Dec 2006)
    • CF22 Investment Adviser (Trainee) (26 Oct 2004 to 17 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.