RLUM Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Christopher Gates
IRN CXG00026
- CF21 Investment Adviser (1 Dec 2001 to 24 Nov 2006)
Christopher George
IRN CXG01327
- CF21 Investment Adviser (4 Nov 2005 to 21 Jul 2006)
- CF22 Investment Adviser (Trainee) (22 Oct 2004 to 4 Nov 2005)
Christopher Gerald Keenan
IRN CGK00003
- CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2002)
Christopher Gray
IRN CXG01273
- CF21 Investment Adviser (17 Dec 2003 to 25 Jul 2005)
- CF22 Investment Adviser (Trainee) (24 Apr 2003 to 17 Dec 2003)
Christopher Grinter
IRN CXG00049
- CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)
Christopher Gurney
IRN CXG01365
- CF30 Customer (1 Nov 2007 to 1 Sep 2008)
- CF22 Investment Adviser (Trainee) (1 Aug 2006 to 31 Oct 2007)
Christopher Harold Reynolds
IRN CHR00003
- CF22 Investment Adviser (Trainee) (1 Nov 2006 to 25 Jun 2007)
- CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2004)
Christopher Havercroft
IRN CAH01219
- [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2024)
Christopher Haydn Valentine Hemery
IRN CHH00004
- CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2006)
Christopher Hill
IRN CXH00071
- CF22 Investment Adviser (Trainee) (25 Feb 2002 to 6 Mar 2002)
- CF21 Investment Adviser (1 Dec 2001 to 7 Feb 2002)

Smaller firms operating under this firm's FCA authorisation.

Clydebank Co-Operative Society Limited (no longer appointed)
FRN 162338 · Appointed 20 May 1881 · Until 1 Dec 2001
Co-operatives UK Limited (no longer appointed)
FRN 141818 · Appointed 1 Jan 1869 · Until 1 Dec 2001
Sheffield Co-Operative Society Limited (no longer appointed)
FRN 162327 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Radstock Co-Operative Society Limited (no longer appointed)
FRN 162343 · Appointed 1 Jan 1868 · Until 1 Dec 2001
East of England Co-operative Society Limited (no longer appointed)
FRN 162344 · Appointed 1 Jan 1868 · Until 1 Dec 2001
Colchester and East Essex Co-Operative Society Limited (no longer appointed)
FRN 162337 · Appointed 29 Sep 1862 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.