Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Apr 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 12 Apr 2023)
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- CF30 Customer (24 Jan 2011 to 18 Nov 2014)
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- CF30 Customer (1 Nov 2007 to 25 Apr 2011)
- CF21 Investment Adviser (14 Dec 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (18 Jul 2006 to 14 Dec 2006)
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- CF21 Investment Adviser (4 Nov 2005 to 21 Jul 2006)
- CF22 Investment Adviser (Trainee) (22 Oct 2004 to 4 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.