Date authorised
1 April 2013
Companies House
01167327
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Park Gate
    161-163 Preston Road
    Brighton
    East Sussex
    BN1 6AU
    UNITED KINGDOM
    Phone
    +441273792604
  • Complaints Contact

    Park Gate
    161-163 Preston Road
    Brighton
    East Sussex
    BN1 6AU
    UNITED KINGDOM
    Phone
    +442046212888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Assistance, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Miscellaneous financial loss, Motor vehicle liability, Railway rolling stock, Ships, Sickness, Suretyship

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Osborne

    IRN SXO01187

    • CF10 Compliance Oversight (15 Dec 2008 to 15 Jun 2011)
    • CF11 Money Laundering Reporting (15 Dec 2008 to 15 Jun 2011)
    • CF28 Systems and controls (1 Nov 2007 to 15 Jun 2011)
    • CF15 Internal Audit (13 Mar 2007 to 31 Oct 2007)
    • CF14 Risk Assessment (13 Mar 2007 to 31 Oct 2007)
  • Thomas Alexander Riddell

    IRN TAR01017

    • SMF9 Chair of the Governing Body (10 Dec 2018 to 15 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 15 Nov 2023)
    • [PRA CF] Key function holder (10 Dec 2018 to 15 Nov 2023)
    • [FCA CF] Material risk taker (10 Dec 2018 to 15 Nov 2023)
    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 15 Nov 2023)
    • SIMF12 Chair of the Remuneration Committee (27 Jan 2017 to 9 Dec 2018)
    • SIMF9 Chairman (6 Dec 2016 to 9 Dec 2018)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 13 Feb 2017)
    • SIMF14 Senior Independent Director (7 Mar 2016 to 17 Nov 2016)
    • CF2 Non Executive Director (28 Apr 2014 to 6 Mar 2016)
  • William John Gillett

    IRN WJG01016

    • CF1 Director (29 Aug 2003 to 11 Sep 2006)
    • CF2 Non Executive Director (1 Dec 2001 to 29 Aug 2003)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.