Stephen Osborne

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RiverStone Insurance (UK) Limited (no longer approved here)

    FRN 202823

    • CF10 Compliance Oversight (15 Dec 2008 to 15 Jun 2011)
    • CF11 Money Laundering Reporting (15 Dec 2008 to 15 Jun 2011)
    • CF28 Systems and controls (1 Nov 2007 to 15 Jun 2011)
    • CF14 Risk Assessment (13 Mar 2007 to 31 Oct 2007)
    • CF15 Internal Audit (13 Mar 2007 to 31 Oct 2007)
  • RiverStone Managing Agency Limited (no longer approved here)

    FRN 204964

    • CF10 Compliance Oversight (15 Dec 2008 to 15 Jun 2011)
    • CF11 Money Laundering Reporting (15 Dec 2008 to 15 Jun 2011)
    • CF28 Systems and controls (1 Nov 2007 to 15 Jun 2011)
    • CF15 Internal Audit (13 Mar 2007 to 31 Oct 2007)
    • CF14 Risk Assessment (13 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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