Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 8 Aug 2019)
  • RiverStone Management Limited (no longer approved here)

    FRN 776316

    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Nov 2023)
  • RiverStone Insurance (UK) Limited (no longer approved here)

    FRN 202823

    • SMF9 Chair of the Governing Body (10 Dec 2018 to 15 Nov 2023)
    • [FCA CF] Material risk taker (10 Dec 2018 to 15 Nov 2023)
    • [PRA CF] Key function holder (10 Dec 2018 to 15 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 15 Nov 2023)
    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 15 Nov 2023)
    • SIMF12 Chair of the Remuneration Committee (27 Jan 2017 to 9 Dec 2018)
    • SIMF9 Chairman (6 Dec 2016 to 9 Dec 2018)
    • SIMF14 Senior Independent Director (7 Mar 2016 to 17 Nov 2016)
    • SIMF11 Chair of the Audit Committee (7 Mar 2016 to 13 Feb 2017)
    • CF2 Non Executive Director (28 Apr 2014 to 6 Mar 2016)
  • Asta Managing Agency Ltd (no longer approved here)

    FRN 204897

    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 31 Mar 2019)
    • SMF9 Chair of the Governing Body (10 Dec 2018 to 31 Mar 2019)
    • SIMF12 Chair of the Remuneration Committee (26 Sep 2017 to 9 Dec 2018)
    • SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (30 Jul 2008 to 6 Mar 2016)
  • RiverStone Managing Agency Limited (no longer approved here)

    FRN 204964

    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 15 Nov 2023)
    • SMF12 Chair of the Remuneration Committee (10 Dec 2018 to 15 Nov 2023)
    • SMF14 Senior Independent Director (10 Dec 2018 to 15 Nov 2023)
    • [FCA CF] Material risk taker (10 Dec 2018 to 15 Nov 2023)
    • [PRA CF] Key function holder (10 Dec 2018 to 15 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 15 Nov 2023)
    • SIMF14 Senior Independent Director (8 Nov 2018 to 9 Dec 2018)
    • SIMF12 Chair of the Remuneration Committee (27 Jan 2017 to 9 Dec 2018)
    • SIMF11 Chair of the Audit Committee (24 May 2016 to 26 Jan 2017)

Recent activity

Updates to this individual's record on the FCA register.

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