RIVERS CAPITAL MANAGEMENT LTD

Date authorised
8 May 2018
Companies House
10169304
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Woodhayes House
    Woodhayes Lane
    Whimple
    Exeter
    Devon
    EX5 2TQ
    UNITED KINGDOM
    Phone
    +442033830181
    Web
    https://www.riverscm.com

  • Complaints Contact

    Woodhayes House
    Woodhayes Lane
    Whimple
    Exeter
    Devon
    EX5 2TQ
    UNITED KINGDOM
    Phone
    +442033830181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Contract for Difference including rolling spot forex.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Contract for Difference including rolling spot forex.

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Contract for Difference including rolling spot forex.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Contract for Difference including rolling spot forex.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eduardo Maria Tomacelli

    IRN EMT01009

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (8 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 May 2018 to 8 Dec 2019)
    • CF1 Director (8 May 2018 to 8 Dec 2019)
  • Najib Riad El-Rayyes

    IRN NRE01011

    • [FCA CF] Client dealing (since 15 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (8 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 May 2018 to 8 Dec 2019)
  • Richard Owen Bonnor-Moris

    IRN ROB01006

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (8 May 2018 to 8 Dec 2019)
    • CF1 Director (8 May 2018 to 8 Dec 2019)
    • CF3 Chief Executive (8 May 2018 to 8 Dec 2019)
  • William Rupert Coldstream Clunie Cunningham

    IRN WRC01012

    • CF30 Customer (since 18 Feb 2019)
    • CF1 Director (AR) (since 18 Feb 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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