Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RIVERS CAPITAL MANAGEMENT LTD
FRN 801238
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (8 May 2018 to 8 Dec 2019)
- CF1 Director (8 May 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (8 May 2018 to 8 Dec 2019)
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- CF30 Customer (3 Jun 2016 to 29 Aug 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.