Richard Owen Bonnor-Moris

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RIVERS CAPITAL MANAGEMENT LTD

    FRN 801238

    • 14. Managing investments
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF3 Chief Executive (8 May 2018 to 8 Dec 2019)
    • CF1 Director (8 May 2018 to 8 Dec 2019)
    • CF30 Customer (8 May 2018 to 8 Dec 2019)
  • Oakham Wealth Management Ltd (no longer approved here)

    FRN 431206

    • CF1 Director (AR) (7 Jul 2016 to 2 May 2018)
    • CF30 Customer (1 Jun 2016 to 3 May 2018)
  • Nemesis Asset Management LLP (no longer approved here)

    FRN 211205

    • CF30 Customer (17 Apr 2009 to 9 May 2011)
  • Neuberger Berman Europe Limited (no longer approved here)

    FRN 442488

    • CF30 Customer (17 Dec 2008 to 3 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.