RICHDALE BROKERS AND FINANCIAL SERVICES LTD.

Date authorised
2 May 2017
Companies House
10022067
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Cornhill
    London
    EC3V 3ND
    UNITED KINGDOM
    Phone
    +4402077818019
    Web
    https://www.richdale.co.uk

  • Complaints Contact

    1 Cornhill
    London
    EC3V 3ND
    UNITED KINGDOM
    Phone
    +4402077818019

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Debt Plan Admin

  • Debt Collection

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin Joseph Basalian

    IRN BXB00440

    • CF1 Director (AR) (since 8 Sep 2025)
  • Bentsion Lipschutz

    IRN BXL00221

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Jan 2025)
    • CF1 Director (AR) (since 20 Aug 2024)
  • Betzalel Arieh Zucker

    IRN BAZ00001

    • CF1 Director (AR) (since 14 Oct 2025)
  • Bonim Fieldman

    IRN BXF00065

    • CF1 Director (AR) (28 May 2021 to 20 Feb 2023)
    • [FCA CF] Functions requiring qualifications (17 Mar 2021 to 21 Feb 2023)
    • Appointed representative dealing with clients for which they require qualification (17 Mar 2021 to 21 Feb 2023)
  • Bradley Colin Hall

    IRN BCH01043

    • CF1 Director (AR) (27 Aug 2019 to 17 Mar 2020)
  • Chaim Hoffman

    IRN CXH00359

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 14 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 19 Oct 2020)
    • Appointed representative dealing with clients for which they require qualification (since 19 Oct 2020)
  • Chaim Landau

    IRN CXL01593

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Apr 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Apr 2023)
    • CF1 Director (AR) (8 Jan 2019 to 2 Apr 2023)
  • Chanoch Henoch Fasten

    IRN CXF00162

    • CF1 Director (AR) (19 Oct 2021 to 14 Nov 2024)
    • [FCA CF] Functions requiring qualifications (1 Jun 2021 to 14 Nov 2024)
    • Appointed representative dealing with clients for which they require qualification (1 Jun 2021 to 14 Nov 2024)
  • Charles Morris Erlich

    IRN CXE00141

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 6 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 6 Jul 2022)
    • CF1 Director (AR) (since 27 Jun 2022)
  • Chiam Herman

    IRN CXH00990

    • CF1 Director (AR) (since 12 Feb 2026)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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