Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 3 Apr 2023)
    • Responsibility for MCD Intermediation (since 3 Apr 2023)
    • Responsible for Insurance Distribution (since 3 Apr 2023)
    • SMF16 Compliance Oversight (since 3 Apr 2023)
    • SMF3 Executive Director (since 3 Apr 2023)
  • RICHDALE BROKERS AND FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 769876

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Apr 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Apr 2023)
    • CF1 Director (AR) (8 Jan 2019 to 2 Apr 2023)
  • Connect IFA Ltd (no longer approved here)

    FRN 441505

    • CF1 Director (AR) (14 May 2015 to 19 Apr 2016)

Recent activity

Updates to this individual's record on the FCA register.

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