Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Responsibility for MCD Intermediation (since 23 Feb 2023)
    • Responsible for Insurance Distribution (since 23 Feb 2023)
    • SMF16 Compliance Oversight (since 23 Feb 2023)
    • SMF3 Executive Director (since 23 Feb 2023)
  • RICHDALE BROKERS AND FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 769876

    • CF1 Director (AR) (28 May 2021 to 20 Feb 2023)
    • [FCA CF] Functions requiring qualifications (17 Mar 2021 to 21 Feb 2023)
    • Appointed representative dealing with clients for which they require qualification (17 Mar 2021 to 21 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

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