Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Prime Plus Mortgages Ltd
FRN 973499
- Responsibility for MCD Intermediation (since 23 Feb 2023)
- Responsible for Insurance Distribution (since 23 Feb 2023)
- SMF16 Compliance Oversight (since 23 Feb 2023)
- SMF3 Executive Director (since 23 Feb 2023)
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- CF1 Director (AR) (28 May 2021 to 20 Feb 2023)
- [FCA CF] Functions requiring qualifications (17 Mar 2021 to 21 Feb 2023)
- Appointed representative dealing with clients for which they require qualification (17 Mar 2021 to 21 Feb 2023)
Recent activity
Updates to this individual's record on the FCA register.
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