RICHDALE BROKERS AND FINANCIAL SERVICES LTD.

• Principal Place of Business

  1 Cornhill

  London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +4402077818019

  Web

  https://www.richdale.co.uk

• Complaints Contact

  1 Cornhill

  London

  EC3V 3ND

  UNITED KINGDOM

  Phone

  +4402077818019

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Negotiation

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  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Loans

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christian Nkwonta

  IRN CXN01316

  • CF1 Director (AR) (18 Feb 2019 to 1 Sep 2019)
• Christodoulos Antony Thermistocleous

  IRN CXT00192

  • CF1 Director (AR) (25 Aug 2022 to 4 Dec 2025)
• Christopher Peter Dawe

  IRN CXD15997

  • CF1 Director (AR) (14 Jun 2019 to 4 Jun 2020)
• Craig Andrew Stephen

  IRN CXS00142

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 15 Apr 2026)
  • [FCA CF] Functions requiring qualifications (4 Jul 2024 to 15 Apr 2026)
• Darren James Ivor Milne

  IRN DJM01653

  • CF1 Director (AR) (21 Nov 2022 to 3 Sep 2024)
• David Dubiner

  IRN DXD00156

  • [FCA CF] Functions requiring qualifications (14 Sep 2020 to 31 Oct 2022)
  • Appointed representative dealing with clients for which they require qualification (14 Sep 2020 to 31 Oct 2022)
• David Michael Lichtenstein

  IRN DXL00592

  • CF1 Director (AR) (since 8 Oct 2025)
• Deepak Kumar Jangra

  IRN DXJ00146

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • CF1 Director (AR) (since 21 Jan 2022)
  • [FCA CF] Functions requiring qualifications (since 27 Jul 2020)
  • Appointed representative dealing with clients for which they require qualification (since 27 Jul 2020)
• Dharmendra Rabadia

  IRN DXR00227

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 29 Jun 2020)
  • Appointed representative dealing with clients for which they require qualification (since 29 Jun 2020)
• Diego Leao Guerra

  IRN DXG27318

  • CF1 Director (AR) (3 Jun 2021 to 17 Nov 2021)

• Insurand Ltd (no longer appointed)

  FRN 911812 · Appointed 30 Jul 2019 · Until 19 Dec 2022

• Buyis Finance Ltd (no longer appointed)

  FRN 845404 · Appointed 5 Jul 2019 · Until 17 Feb 2020

• London Mortgage Partners Limited (no longer appointed)

  FRN 843573 · Appointed 6 Jun 2019 · Until 12 Jun 2020

• UK Sure Services Ltd (no longer appointed)

  FRN 843246 · Appointed 1 Jun 2019 · Until 30 Jun 2020

• Timothy Chan (no longer appointed)

  FRN 833714 · Appointed 14 Feb 2019 · Until 28 Feb 2020

• Arosh Finance Ltd (no longer appointed)

  FRN 828755 · Appointed 14 Dec 2018 · Until 26 Jan 2021

• Cover4U LTD (no longer appointed)

  FRN 827716 · Appointed 4 Dec 2018 · Until 5 Feb 2020

• A S Insure Ltd (no longer appointed)

  FRN 826479 · Appointed 20 Nov 2018 · Until 30 Sep 2020

• Huuti Ltd (no longer appointed)

  FRN 824712 · Appointed 1 Nov 2018 · Until 2 Sep 2019

• G&S Mortgages Ltd (no longer appointed)

  FRN 810366 · Appointed 31 May 2018 · Until 26 Jan 2021

No changes recorded yet.