Christopher Peter Dawe

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Daniel Cunningham
FRN 949147
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 25 Sep 2024)
- [FCA CF] Functions requiring qualifications (since 25 Sep 2024)
- Sole trader dealing with clients for which they require qualification (25 Sep 2024 to 26 Sep 2024)
RICHDALE BROKERS AND FINANCIAL SERVICES LTD. (no longer approved here)
FRN 769876
- CF1 Director (AR) (14 Jun 2019 to 4 Jun 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.