RGL Capital LLP

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FRN: 501656
Date authorised: 1 April 2013
Companies House: OC345818
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

16 Berkeley Street

London

W1J 8DZ

UNITED KINGDOM

Phone

+4407766883202

Web

https://rglcapital.com
Complaints Contact

16 Berkeley Street

London

W1J 8DZ

UNITED KINGDOM

Phone

+4407766883202

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Investments

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Oliver John Couzens
IRN OXC17134
- SMF16 Compliance Oversight (since 19 Jun 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jun 2024)
Patricia Borim Riachi
IRN PXR00247
- [FCA CF] Client dealing (15 Dec 2021 to 16 Apr 2024)
Paul Marcel Pizzala
IRN PMP01026
- CF1 Director (AR) (30 Jan 2019 to 23 Jan 2020)
- CF30 Customer (30 Jan 2019 to 23 Jan 2020)
Paul Stephen Herman
IRN PSH01050
- CF3 Chief Executive (AR) (19 Jan 2016 to 4 Aug 2016)
- CF1 Director (AR) (19 Jan 2016 to 4 Aug 2016)
- CF30 Customer (19 Jan 2016 to 4 Aug 2016)
Richard William John Steele
IRN RWS01110
- [FCA CF] Client dealing (14 May 2025 to 31 Oct 2025)
Rufus Andrew Douglas Warner
IRN RAW01074
- CF4 Partner (AR) (1 Aug 2019 to 26 Jan 2023)
- CF30 Customer (1 Aug 2019 to 26 Jan 2023)
Sean Quentin Glansbeek
IRN SXG00671
- CF2 Non Executive Director (AR) (13 Jul 2023 to 2 Jul 2024)
Sonia Alaide Ortiz-Angeles
IRN SAO01030
- CF4 Partner (2 Nov 2009 to 21 Jan 2011)
- CF30 Customer (11 Sep 2009 to 21 Jan 2011)
Spike Hughes
IRN PCH01038
- CF1 Director (AR) (22 Oct 2018 to 29 Mar 2022)
- CF30 Customer (22 Oct 2018 to 29 Mar 2022)
- CF3 Chief Executive (AR) (22 Oct 2018 to 29 Mar 2022)
Timothy William Daniel
IRN TWD01016
- CF30 Customer (22 Apr 2015 to 26 Dec 2015)
- CF1 Director (AR) (22 Apr 2015 to 26 Dec 2015)
- CF3 Chief Executive (AR) (22 Apr 2015 to 26 Dec 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Bluebox Corporate Finance Ltd (no longer appointed)
FRN 597543 · Appointed 20 Mar 2013 · Until 19 Dec 2013
World Vision Strategies Ltd (no longer appointed)
FRN 589138 · Appointed 4 Oct 2012 · Until 5 Jul 2016
SoundStreet Advisors LLP (no longer appointed)
FRN 588965 · Appointed 28 Sep 2012 · Until 4 Aug 2016
Blackcube Capital LLP (no longer appointed)
FRN 531144 · Appointed 7 Sep 2010 · Until 31 May 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.