Reinaldo Soto-Rosa

FRN: 471817
Last scraped: 21 hours ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

116 Brompton Road

Knightsbridge

London

SW3 1JJ

UNITED KINGDOM

Phone

+4407739537149

Web

https://www.rsr-wm.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Julian Barcena Fernandez
IRN JXB03628
- (3)Employed By (21 Oct 2017 to 4 Jun 2021)
Miguel Ricardo Muruaga Rivero
IRN MXM14835
- (2)Employed By (21 Aug 2019 to 30 Nov 2020)
Reinaldo Soto - Rosa
IRN RXS01916
- (1)Employed By (since 21 Aug 2007)
Yamila De Los Angeles Borges-Gil
IRN YXB81046
- (1)Employed By (6 Aug 2020 to 7 Mar 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.