Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (7 Aug 2020 to 7 Mar 2022)
    • CF30 Customer (6 Aug 2020 to 7 Mar 2022)
  • Reinaldo Soto-Rosa (no longer approved here)

    FRN 471817

    • (1)Employed By (6 Aug 2020 to 7 Mar 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.