Last updated
1 day ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 21 Nov 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (16 Jun 2021 to 4 May 2022)
    • CF30 Customer (24 May 2021 to 4 May 2022)
  • Just Mortgages Direct Limited (no longer approved here)

    FRN 404016

    • (30)Employed By (24 May 2021 to 4 May 2022)
  • Reinaldo Soto-Rosa (no longer approved here)

    FRN 471817

    • (2)Employed By (21 Aug 2019 to 30 Nov 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (14 May 2019 to 30 Nov 2020)
  • Cyr Paillard (no longer approved here)

    FRN 597014

    • Employed By (14 May 2019 to 30 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.