Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MFM Investment Ltd
FRN 629539
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 21 Nov 2022)
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- Appointed representative dealing with clients for which they require qualification (16 Jun 2021 to 4 May 2022)
- CF30 Customer (24 May 2021 to 4 May 2022)
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- (30)Employed By (24 May 2021 to 4 May 2022)
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- (2)Employed By (21 Aug 2019 to 30 Nov 2020)
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- CF30 Customer (14 May 2019 to 30 Nov 2020)
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- Employed By (14 May 2019 to 30 Nov 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.