Regis Mutual Management Ltd

• Principal Place of Business

  Peter Kubik, Brian Johnson

  UHY Hacker Young LLP

  Quadrant House

  4 Thomas More Square

  London

  E1W 1YW

  UNITED KINGDOM

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Geoff Howsego

  IRN GXH01900

  • CF2 Non Executive Director (AR) (1 Jan 2018 to 5 Dec 2019)
• Geoffrey Gordon Dearing

  IRN GGD01015

  • CF1 Director (AR) (15 Jul 2014 to 14 Feb 2018)
• George Andrew Prescott

  IRN GAP01043

  • CF2 Non Executive Director (12 May 2008 to 28 Feb 2017)
• George Franklin Macaulay

  IRN GFM01015

  • CF2 Non Executive Director (AR) (18 Feb 2019 to 3 Sep 2019)
  • CF1 Director (AR) (29 Oct 2008 to 18 Feb 2019)
• Gerald Joseph Ewing

  IRN GJE01035

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Aug 2022)
  • CF2 Non Executive Director (23 Sep 2008 to 8 Dec 2019)
• Gregory Mel LeGuier

  IRN GML01072

  • CF2 Non Executive Director (23 Sep 2008 to 13 Sep 2011)
• Helen Elizabeth Peckham

  IRN HXP00089

  • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2022)
• Helen Lynne Gardner

  IRN HLG00013

  • CF1 Director (AR) (6 Jun 2008 to 21 Mar 2012)
• Ian George Campbell

  IRN IGC01010

  • CF2 Non Executive Director (27 Nov 2014 to 3 Oct 2017)
• Ian John Rogers

  IRN IXR09465

  • CF2 Non Executive Director (AR) (1 Jan 2019 to 27 Sep 2022)

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• LGM Management Services Limited (no longer appointed)

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• Regis Broking Limited (no longer appointed)

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• Your Centre Limited (no longer appointed)

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No changes recorded yet.