Regis Mutual Management Ltd

• Principal Place of Business

  Peter Kubik, Brian Johnson

  UHY Hacker Young LLP

  Quadrant House

  4 Thomas More Square

  London

  E1W 1YW

  UNITED KINGDOM

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Nicholas Seddon

  IRN NXS23879

  • SMF16 Compliance Oversight (3 Mar 2020 to 1 Sep 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Aug 2022)
• Nicolas Warmink

  IRN NXW00108

  • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2022)
• Omer Saleem Khan

  IRN OXK00017

  • [FCA CF] Significant management (18 Aug 2020 to 11 Aug 2021)
• Patricia Ann Rawlingson Plant

  IRN PAR01163

  • CF2 Non Executive Director (AR) (18 Feb 2019 to 4 Dec 2019)
  • CF1 Director (AR) (30 Oct 2008 to 18 Feb 2019)
• Paul James Bird

  IRN PXB00283

  • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2022)
• Paul John Ames

  IRN PJA01146

  • CF1 Director (AR) (27 Nov 2014 to 7 Mar 2019)
  • CF1 Director (30 Jul 2013 to 7 Mar 2019)
• Paul Koronka

  IRN PXK01249

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Jul 2022)
  • SMF1 Chief Executive (9 Dec 2019 to 11 Jul 2022)
  • SMF3 Executive Director (9 Dec 2019 to 11 Jul 2022)
  • Responsible for Insurance Distribution (1 Oct 2018 to 11 Jul 2022)
  • CF1 Director (AR) (17 Nov 2014 to 27 Sep 2022)
  • CF3 Chief Executive (AR) (22 Sep 2008 to 21 Mar 2012)
  • CF8 Apportionment and Oversight (12 May 2008 to 31 Mar 2009)
  • CF1 Director (12 May 2008 to 8 Dec 2019)
  • CF3 Chief Executive (12 May 2008 to 8 Dec 2019)
  • Responsible for Insurance Mediation (12 May 2008 to 30 Sep 2018)
• Paul William Reeve

  IRN PWR01056

  • CF2 Non Executive Director (AR) (18 Feb 2019 to 27 Sep 2022)
  • CF1 Director (AR) (31 Jul 2015 to 18 Feb 2019)
• Peter Derek Wagg

  IRN PDW01084

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Aug 2022)
  • CF2 Non Executive Director (12 May 2008 to 8 Dec 2019)
• Peter Timothy Chesterfield Gordon

  IRN PTG01034

  • CF2 Non Executive Director (AR) (6 Mar 2019 to 27 Sep 2022)
  • CF1 Director (AR) (6 May 2009 to 6 Mar 2019)

• The Masonic Mutual Limited (no longer appointed)

  FRN 625738 · Appointed 16 Jun 2014 · Until 9 Jul 2022

• The Military Mutual Limited (no longer appointed)

  FRN 623886 · Appointed 21 May 2014 · Until 22 May 2019

• Hazchem Holdings Ltd (no longer appointed)

  FRN 500182 · Appointed 28 Apr 2009 · Until 2 Apr 2012

• Still Here Ltd (no longer appointed)

  FRN 488274 · Appointed 15 Dec 2008 · Until 10 Nov 2009

• Full Circle Marine & Transport Underwriting Ltd (no longer appointed)

  FRN 488316 · Appointed 2 Sep 2008 · Until 2 Apr 2012

• Marathon Mutual Limited (no longer appointed)

  FRN 473308 · Appointed 3 Jun 2008 · Until 27 Mar 2012

No changes recorded yet.