Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 8 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Regis Mutual Management Ltd (no longer approved here)

    FRN 479202

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Aug 2022)
    • CF2 Non Executive Director (12 May 2008 to 8 Dec 2019)
  • NFRN Credit Union Limited (no longer approved here)

    FRN 436625

    • CF1 Director (13 Jun 2013 to 16 Oct 2015)

Recent activity

Updates to this individual's record on the FCA register.

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