Regents Gate Capital LLP

• Principal Place of Business

  Regents Gate Capital LLP

  53 Davies Street

  Office 1.26

  London

  W1K 5JH

  UNITED KINGDOM

  Phone

  +4402038394680

  Web

  https://regentsgatecapital.com

• Complaints Contact

  Regents Gate Capital LLP

  53 Davies Street

  Office 1.26

  London

  W1K 5JH

  UNITED KINGDOM

  Phone

  +4402038394689

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Brandon Gregory Hofmann

  IRN BXH20662

  • [FCA CF] Client dealing (1 Aug 2024 to 25 Apr 2025)
  • [FCA CF] Material risk taker (1 Aug 2024 to 25 Apr 2025)
• Davina Louise Keynes Guinness

  IRN DXG08639

  • SMF16 Compliance Oversight (since 1 Feb 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Feb 2025)
• Joshua Slocum Parker White

  IRN JXW18739

  • [FCA CF] Client dealing (since 24 May 2024)
  • SMF27 Partner (since 18 Jan 2024)
• Kevin Joseph Nealis

  IRN KJN01031

  • SMF27 Partner (since 18 Jan 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (18 Jan 2024 to 1 Feb 2025)
  • SMF16 Compliance Oversight (18 Jan 2024 to 1 Feb 2025)
• Michael Wahnich

  IRN MXW02053

  • [FCA CF] Client dealing (since 27 Aug 2025)
• Tara Antoinette Skinner

  IRN TAS01086

  • SMF27 Partner (since 18 Jan 2024)

No changes recorded yet.