Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Regents Gate Capital LLP
FRN 999700
- [FCA CF] Client dealing (since 24 May 2024)
- SMF27 Partner (since 18 Jan 2024)
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- [FCA CF] Client dealing (5 Mar 2021 to 30 Jan 2023)
- [FCA CF] Manager of certification employee (5 Mar 2021 to 30 Jan 2023)
- CF30 Customer (20 Aug 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.