Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- [FCA CF] Client dealing (since 2 Oct 2025)
- [FCA CF] Significant management (since 2 Oct 2025)
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- [FCA CF] Material risk taker (1 Aug 2024 to 25 Apr 2025)
- [FCA CF] Client dealing (1 Aug 2024 to 25 Apr 2025)
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- [FCA CF] Manager of certification employee (22 Mar 2021 to 30 Jan 2023)
- [FCA CF] Client dealing (3 Mar 2021 to 30 Jan 2023)
- CF30 Customer (21 Sep 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.