REGENTIA LIFESTYLE PLANNING LTD

• Principal Place of Business

  17A Appleton Court

  Durkar

  Wakefield

  West Yorkshire

  WF2 7AR

  UNITED KINGDOM

  Phone

  +441924566010

  Web

  https://www.regentia.co.uk

• Complaints Contact

  17A Appleton Court

  Durkar

  Wakefield

  West Yorkshire

  WF2 7AR

  UNITED KINGDOM

  Phone

  +441924566010

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Ashley Waterton

  IRN JAW01356

  • [FCA CF] Functions requiring qualifications (12 Dec 2019 to 9 Jan 2020)
• Jonathan David Smith

  IRN JDS00011

  • CF30 Customer (27 Nov 2014 to 12 Aug 2015)
• Kirk Stuart Dyson

  IRN KSD00005

  • CF30 Customer (1 Dec 2016 to 10 Sep 2019)
• Laura Jane Wood

  IRN LJW01099

  • CF30 Customer (1 Jan 2011 to 14 Oct 2014)
• Mark Gilruth

  IRN MAG00051

  • CF30 Customer (1 Nov 2007 to 9 Apr 2015)
  • Responsible for Insurance Mediation (14 Jan 2005 to 9 Apr 2015)
  • CF21 Investment Adviser (4 Jan 2005 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (4 Jan 2005 to 9 Apr 2015)
  • CF8 Apportionment and Oversight (4 Jan 2005 to 31 Mar 2009)
  • CF1 Director (4 Jan 2005 to 10 Jun 2014)
• Mark Julian Huckerby

  IRN MJH00003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 Dec 2016 to 8 Dec 2019)
• Michael James Brooker

  IRN MJB00169

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jan 2025)
  • CF30 Customer (29 Feb 2016 to 8 Dec 2019)
• Nicholas Roger Walton

  IRN NRW01059

  • [FCA CF] Client dealing (9 Dec 2019 to 12 Jun 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jun 2022)
  • CF30 Customer (4 Jan 2017 to 8 Dec 2019)
• Paul Greveson

  IRN PXG00017

  • SMF3 Executive Director (9 Dec 2019 to 13 Jul 2020)
  • CF1 Director (14 Jun 2018 to 8 Dec 2019)
• Robert Denton

  IRN RXD90458

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 May 2023)

No changes recorded yet.