Regent Capital Limited

Date authorised
1 April 2013
Companies House
04175628
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Gloucester Place
    London
    W1U 8HA
    UNITED KINGDOM
    Phone
    +4402072242528
    Web
    https://www.regentcap.co.uk

  • Complaints Contact

    20 Gloucester Place
    London
    W1U 8HA
    UNITED KINGDOM
    Phone
    +4402072242528

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Non-investment insurance contracts, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anna Jacqueline Josse

    IRN AJJ01049

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Caroline Catharine Robertson

    IRN CXR20721

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (30 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Oct 2019 to 8 Dec 2019)
  • David Simon Altschuler

    IRN DSA01017

    • CF28 Systems and controls (1 Nov 2007 to 24 Mar 2016)
    • CF1 Director (1 Dec 2001 to 24 Mar 2016)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • Douglas Charles Counsell

    IRN DCC01049

    • CF10 Compliance Oversight (2 Apr 2002 to 1 Nov 2013)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Nov 2013)
  • Geraldine Elizabeth Ward

    IRN GEW01058

    • CF30 Customer (11 May 2017 to 12 Mar 2019)
    • CF10 Compliance Oversight (11 May 2017 to 12 Mar 2019)
    • CF11 Money Laundering Reporting (11 May 2017 to 1 Oct 2019)
  • Gideon Jacob Lyons

    IRN GJL00028

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (1 Mar 2012 to 30 Sep 2018)
    • CF1 Director (23 Apr 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (23 Apr 2004 to 31 Mar 2009)
    • CF22 Investment Adviser (Trainee) (8 Jan 2003 to 4 Mar 2004)
  • Howard Edward Kitchner

    IRN HEK00003

    • CF1 Director (1 Dec 2001 to 6 Apr 2016)
  • Jason Cal Lurie

    IRN JCL00006

    • CF21 Investment Adviser (12 Jun 2003 to 24 Oct 2005)
  • Keith Coleman

    IRN KXC01134

    • CF21 Investment Adviser (12 Feb 2003 to 7 Aug 2003)
  • Neil Francis Jeremy Mendoza

    IRN NFM01004

    • CF1 Director (1 Dec 2001 to 10 Jan 2008)
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Recent activity

Updates to this firm's record on the FCA register.

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