Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Regent Capital Limited
FRN 197248
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (1 Mar 2012 to 30 Sep 2018)
- CF1 Director (23 Apr 2004 to 8 Dec 2019)
- CF8 Apportionment and Oversight (23 Apr 2004 to 31 Mar 2009)
- CF22 Investment Adviser (Trainee) (8 Jan 2003 to 4 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.