Regent Capital Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Eligible Counterparty, Professional, Non-investment insurance contracts, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Insurance Admin

For Commercial, Non-investment insurance contracts
Investment Setup

For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Rachael Elizabeth Bajard
IRN REB01112
- CF30 Customer (1 Sep 2009 to 11 Jul 2014)
SAIR ASIF MIAN
IRN SAM01354
- CF10 Compliance Oversight (1 Nov 2013 to 28 Apr 2017)
- CF11 Money Laundering Reporting (1 Nov 2013 to 28 Apr 2017)
Sarah Jayne Lucas
IRN SJL01230
- CF30 Customer (16 Jul 2010 to 31 Jul 2016)
Virginia Elaine Beckett
IRN VXB87290
- SMF1 Chief Executive (since 19 Oct 2020)
William Sieghart
IRN WXS01083
- CF1 Director (1 Dec 2001 to 10 Jan 2008)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.