Refinitiv Transaction Services Limited

Date authorised
1 April 2013
Companies House
02089076
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The London Stock Exchange plc
    The London Stock Exchange
    10 Paternoster Square
    London
    City Of London
    EC4M 7LS
    UNITED KINGDOM
    Phone
    +4402077971000
    Web
    https://www.lseg.com

  • Complaints Contact

    The London Stock Exchange
    10 Paternoster Square
    London
    EC4M 7LS
    UNITED KINGDOM
    Phone
    +4402077971000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trading Platform

    For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kieran Martin Smyth

    IRN KXS01216

    • SMF16 Compliance Oversight (9 Dec 2019 to 10 May 2022)
    • CF11 Money Laundering Reporting (1 Aug 2012 to 22 Jan 2013)
    • CF10 Compliance Oversight (1 Aug 2012 to 8 Dec 2019)
  • Liam James Smith

    IRN LJS01084

    • [FCA CF] Significant management (7 Dec 2023 to 1 Jul 2025)
  • Mark Daniel Johnston

    IRN MDJ01071

    • CF1 Director (21 Oct 2013 to 13 Sep 2019)
  • Mark Jason Kiley

    IRN MJK01101

    • CF1 Director (5 Feb 2002 to 18 Apr 2005)
  • Mark Robert Ismay Robson

    IRN MXR01317

    • CF14 Risk Assessment (18 Apr 2005 to 21 Apr 2005)
    • CF3 Chief Executive (18 Apr 2005 to 10 Apr 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (8 Apr 2004 to 10 Apr 2006)
    • CF8 Apportionment and Oversight (1 Jun 2002 to 16 Sep 2002)
    • CF1 Director (8 Mar 2002 to 8 Apr 2004)
  • Martin Robert John Oakley

    IRN MXO01123

    • CF1 Director (16 May 2003 to 1 Aug 2012)
    • CF11 Money Laundering Reporting (16 Jul 2002 to 1 Aug 2012)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Aug 2012)
  • Martin Woods

    IRN MXW01534

    • CF11 Money Laundering Reporting (21 Jan 2013 to 26 Apr 2019)
  • Neil Andrew Smith

    IRN NAS01128

    • CF1 Director (27 Aug 2010 to 17 Mar 2011)
  • Neill Martin Penney

    IRN NMP01021

    • SMF9 Chair of the Governing Body (16 Oct 2020 to 1 Jul 2024)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jul 2024)
    • CF1 Director (12 Apr 2017 to 8 Dec 2019)
    • CF3 Chief Executive (12 Apr 2017 to 30 Sep 2019)
  • Nicholas Ansbro

    IRN NXA01132

    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jul 2002)
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Recent activity

Updates to this firm's record on the FCA register.

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