Refinitiv Transaction Services Limited

• Principal Place of Business

  The London Stock Exchange plc

  The London Stock Exchange

  10 Paternoster Square

  London

  City Of London

  EC4M 7LS

  UNITED KINGDOM

  Phone

  +4402077971000

  Web

  https://www.lseg.com

• Complaints Contact

  The London Stock Exchange

  10 Paternoster Square

  London

  EC4M 7LS

  UNITED KINGDOM

  Phone

  +4402077971000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

• Nicholas Barker

  IRN NXB00504

  • [FCA CF] Significant management (since 31 Jan 2024)
• Nicholas John Ohlin

  IRN NJO01025

  • CF1 Director (31 Oct 2003 to 18 Apr 2005)
• Nicholas Robert Sawyer

  IRN NXS53213

  • SMF3 Executive Director (13 May 2020 to 27 May 2025)
• Nigel Pereira

  IRN NXP00427

  • [FCA CF] Significant management (since 9 Jun 2025)
• Patricia Josephine Cuddy

  IRN PXC00357

  • [FCA CF] Significant management (since 31 Jan 2024)
• Paul Eric Clarke

  IRN PEC01077

  • SMF3 Executive Director (13 Feb 2022 to 16 Mar 2026)
  • [FCA CF] Material risk taker (9 Dec 2019 to 13 Feb 2023)
  • CF1 Director (3 Jul 2013 to 1 Oct 2019)
• Paul Haddock

  IRN PXH21218

  • SMF16 Compliance Oversight (10 May 2022 to 7 Jul 2023)
• Philip James Wellard

  IRN PJW01199

  • CF1 Director (14 Aug 2007 to 13 Sep 2019)
• Philip Nevill Green

  IRN PNG01019

  • CF8 Apportionment and Oversight (16 Sep 2002 to 30 Jun 2003)
• Philip Weisberg

  IRN PXW01238

  • CF3 Chief Executive (18 Dec 2013 to 10 Nov 2016)
  • CF1 Director (18 Dec 2013 to 10 Nov 2016)

No changes recorded yet.