Refinitiv Transaction Services Limited

Date authorised
1 April 2013
Companies House
02089076
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The London Stock Exchange plc
    The London Stock Exchange
    10 Paternoster Square
    London
    City Of London
    EC4M 7LS
    UNITED KINGDOM
    Phone
    +4402077971000
    Web
    https://www.lseg.com

  • Complaints Contact

    The London Stock Exchange
    10 Paternoster Square
    London
    EC4M 7LS
    UNITED KINGDOM
    Phone
    +4402077971000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trading Platform

    For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rachel Louise Moodie

    IRN RLM01090

    • CF1 Director (18 Sep 2008 to 21 May 2012)
  • Riaan Naude

    IRN RXN00247

    • [FCA CF] Material risk taker (since 19 Nov 2024)
  • Richard Hoponick

    IRN RXH00608

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jun 2021)
  • Richard W Kiel Jr.

    IRN RWK01041

    • CF1 Director (2 Nov 2010 to 12 Aug 2011)
  • Robert Mark Redwood

    IRN RMR01069

    • CF29 Significant management (1 Nov 2007 to 17 Dec 2010)
    • CF16 Significant Mgt (Desgntd Investment Business) (31 May 2006 to 31 Oct 2007)
    • CF3 Chief Executive (12 May 2006 to 17 Dec 2010)
    • CF1 Director (12 May 2006 to 17 Dec 2010)
    • CF8 Apportionment and Oversight (12 May 2006 to 31 Oct 2007)
  • Sally Francis- Cole

    IRN SXF00474

    • [FCA CF] Significant management (since 20 Mar 2024)
  • Seamus O'Sullivan

    IRN SXO01334

    • CF1 Director (12 Sep 2013 to 28 Nov 2014)
  • Shane Rory Maguire

    IRN SXM04558

    • [FCA CF] Significant management (since 4 Sep 2024)
  • Simon Jones

    IRN SXJ01135

    • SMF9 Chair of the Governing Body (since 27 Mar 2025)
    • SMF3 Executive Director (since 27 Mar 2025)
  • Simon Stroughair

    IRN SXS05190

    • [FCA CF] Material risk taker (since 15 May 2024)
    • [FCA CF] Significant management (31 Jan 2024 to 15 May 2024)
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Recent activity

Updates to this firm's record on the FCA register.

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