Refinitiv Transaction Services Limited

• Principal Place of Business

  The London Stock Exchange plc

  The London Stock Exchange

  10 Paternoster Square

  London

  City Of London

  EC4M 7LS

  UNITED KINGDOM

  Phone

  +4402077971000

  Web

  https://www.lseg.com

• Complaints Contact

  The London Stock Exchange

  10 Paternoster Square

  London

  EC4M 7LS

  UNITED KINGDOM

  Phone

  +4402077971000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

• Stephen Best

  IRN SXB01914

  • [FCA CF] Significant management (31 Jan 2024 to 12 Jul 2024)
• Stephen Michael Grigg

  IRN SMG01074

  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Jun 2002)
  • CF1 Director (1 Dec 2001 to 31 Dec 2002)
• Stephen Wilson

  IRN SXW01685

  • CF1 Director (14 Aug 2007 to 5 Oct 2011)
• Sunil Chavda

  IRN SXC01378

  • [PRA CF] Significant risk taker or Material risk taker (since 27 Jan 2025)
• Susan Lee Mannix

  IRN SLM01078

  • CF1 Director (6 Jan 2003 to 30 Sep 2003)
• Terence Michael O'Mahoney

  IRN TMO01015

  • CF1 Director (2 Apr 2003 to 1 Dec 2005)
• Thomas Anthony Binks

  IRN TAB01059

  • CF1 Director (14 Feb 2003 to 18 Apr 2005)
• Thomas Gros

  IRN TXG01172

  • CF1 Director (18 Apr 2005 to 31 Mar 2007)
• Thomas Henry Glocer

  IRN THG01009

  • CF8 Apportionment and Oversight (25 Jul 2003 to 21 Apr 2005)
• William John Pinfold

  IRN WJP01041

  • CF1 Director (19 Jan 2004 to 1 Feb 2005)

No changes recorded yet.