Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Refinitiv Transaction Services Limited (no longer approved here)

    FRN 206017

    • CF14 Risk Assessment (18 Apr 2005 to 21 Apr 2005)
    • CF3 Chief Executive (18 Apr 2005 to 10 Apr 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (8 Apr 2004 to 10 Apr 2006)
    • CF8 Apportionment and Oversight (1 Jun 2002 to 16 Sep 2002)
    • CF1 Director (8 Mar 2002 to 8 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.