Refinitiv Transaction Services Limited

• Principal Place of Business

  The London Stock Exchange plc

  The London Stock Exchange

  10 Paternoster Square

  London

  City Of London

  EC4M 7LS

  UNITED KINGDOM

  Phone

  +4402077971000

  Web

  https://www.lseg.com

• Complaints Contact

  The London Stock Exchange

  10 Paternoster Square

  London

  EC4M 7LS

  UNITED KINGDOM

  Phone

  +4402077971000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

• Joanna Sarah Morton

  IRN JXM01294

  • [FCA CF] Significant management (since 16 Jun 2025)
  • [FCA CF] Material risk taker (21 Dec 2022 to 6 Dec 2023)
  • [FCA CF] Significant management (21 Dec 2022 to 6 Dec 2023)
• John Alcantata

  IRN JXA01433

  • CF1 Director (11 Nov 2005 to 4 Mar 2008)
• John Braddock

  IRN JXB01554

  • CF1 Director (1 Dec 2001 to 22 Mar 2002)
• John Cobb

  IRN JXC02219

  • CF1 Director (18 Sep 2008 to 22 Jun 2010)
• John Henry Linker

  IRN JHL01038

  • CF1 Director (2 Mar 2012 to 31 Dec 2015)
• John Withrow Cooley

  IRN JWC01076

  • CF1 Director (18 Apr 2016 to 24 Nov 2017)
• Jon Charles William George

  IRN JCG01060

  • SMF3 Executive Director (since 11 Apr 2022)
• Jonathan Ashley Steinberg

  IRN JAS01236

  • CF1 Director (1 Dec 2001 to 4 Apr 2002)
• Jordan Vaughan

  IRN JXV01133

  • CF1 Director (16 Feb 2005 to 4 Jun 2007)
• Kevin Clarke

  IRN KXC00380

  • [FCA CF] Material risk taker (since 14 May 2025)
  • [FCA CF] Significant management (since 31 Jan 2024)

No changes recorded yet.