Jon Charles William George

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Refinitiv Transaction Services Limited

    FRN 206017

    • SMF3 Executive Director (since 11 Apr 2022)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • [FCA CF] Proprietary trader (9 Dec 2019 to 13 May 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 May 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 May 2020)
    • CF30 Customer (18 Jun 2019 to 8 Dec 2019)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (13 Jul 2018 to 8 Dec 2019)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (2 Oct 2014 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (23 Jun 2009 to 7 Jul 2014)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 3 Dec 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.