Record Currency Management Limited

Date authorised
1 April 2013
Companies House
01710736
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 Sheldon Square
    London
    W2 6HY
    UNITED KINGDOM
    Phone
    +4402038921300
    Web
    https://www.recordfg.com

  • Complaints Contact

    3 Sheldon Square
    London
    W2 6HY
    UNITED KINGDOM
    Phone
    +4402038921300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Leonard Murphy

    IRN DLM01046

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF27 Investment Management (17 Feb 2005 to 31 Oct 2007)
    • CF1 Director (17 Feb 2005 to 20 Jun 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Diana Ples

    IRN DXP02185

    • CF30 Customer (19 Apr 2016 to 30 Sep 2017)
  • Dmitri Eduardovich Tikhonov

    IRN DET01027

    • SMF3 Executive Director (20 Apr 2021 to 31 Jan 2025)
    • [FCA CF] Client dealing (1 Dec 2020 to 31 Jan 2025)
    • [FCA CF] Manager of certification employee (1 Dec 2020 to 31 Jan 2025)
    • [FCA CF] Significant management (1 Dec 2020 to 31 Jan 2025)
    • CF29 Significant management (26 Apr 2013 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (3 Nov 2006 to 20 Jun 2008)
    • CF21 Investment Adviser (1 Jan 2005 to 31 Oct 2007)
  • Duncan James Turnbull

    IRN DJT01235

    • CF30 Customer (4 Oct 2011 to 31 Mar 2012)
  • Duncan Joel Sleigh

    IRN DJS01233

    • [FCA CF] Significant management (1 Dec 2020 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (1 Dec 2020 to 31 Mar 2022)
    • CF29 Significant management (25 Dec 2012 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (10 May 2004 to 20 Jun 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Eamonn Gashier

    IRN EXG01178

    • CF1 Director (AR) (since 9 Jan 2023)
    • CF30 Customer (since 9 Jan 2023)
  • Fatima Azzehra Maktari

    IRN FAM01032

    • CF30 Customer (1 Nov 2007 to 22 Jul 2011)
    • CF21 Investment Adviser (13 Aug 2007 to 31 Oct 2007)
  • George Clive Whitaker

    IRN GXW01575

    • CF30 Customer (4 Dec 2014 to 11 Aug 2015)
  • Glen Derek Jeffries

    IRN GDJ01028

    • CF30 Customer (3 Oct 2011 to 7 Jun 2012)
  • Grady McGown Laurie

    IRN GML01082

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (31 Jul 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 Jul 2012 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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