Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Record Currency Management Limited
FRN 114097
- CF1 Director (AR) (since 9 Jan 2023)
- CF30 Customer (since 9 Jan 2023)
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Block Scholes Ltd
FRN 989043
- (2)Employed By (since 9 Jan 2023)
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- [FCA CF] Material risk taker (31 Jan 2020 to 6 Jul 2020)
- [FCA CF] Client dealing (27 Sep 2019 to 27 Nov 2020)
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- [FCA CF] Material risk taker (11 Sep 2019 to 6 Jul 2020)
- [FCA CF] Client dealing (6 Aug 2019 to 27 Nov 2020)
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- CF30 Customer (1 Nov 2007 to 31 Jan 2014)
- CF22 Investment Adviser (Trainee) (9 Jan 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Block Scholes Ltd
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controlled function added: (2)Employed By at Block Scholes Ltd