Record Currency Management Limited

• Principal Place of Business

  3 Sheldon Square

  London

  W2 6HY

  UNITED KINGDOM

  Phone

  +4402038921300

  Web

  https://www.recordfg.com

• Complaints Contact

  3 Sheldon Square

  London

  W2 6HY

  UNITED KINGDOM

  Phone

  +4402038921300

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hugo Bax

  IRN HMB01080

  • CF30 Customer (5 Apr 2016 to 3 Jun 2016)
• Ian Charles Leavenworth Harrison

  IRN ICH01016

  • CF30 Customer (1 Nov 2007 to 12 Jul 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 20 Jun 2008)
• Jack Richard Smith

  IRN JRS01297

  • CF30 Customer (9 Jan 2012 to 22 Dec 2014)
• James Andrew Dyas

  IRN JAD01148

  • CF21 Investment Adviser (1 Dec 2001 to 28 Dec 2004)
• James Edward Mills

  IRN JXM02049

  • [FCA CF] Client dealing (1 Dec 2020 to 3 Nov 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (18 Mar 2003 to 31 Oct 2007)
• James Fitzgibbons

  IRN JXF00711

  • [FCA CF] Client dealing (since 11 Aug 2025)
• James Joshua Nisbet

  IRN JJN01058

  • [FCA CF] Manager of certification employee (1 Apr 2021 to 19 Sep 2025)
  • [FCA CF] Client dealing (1 Dec 2020 to 19 Sep 2025)
  • CF30 Customer (17 Nov 2017 to 8 Dec 2019)
• James Nicholas John Mackenzie Smith

  IRN JNM01092

  • [FCA CF] Significant management (1 Apr 2021 to 3 Jul 2024)
  • [FCA CF] Client dealing (1 Dec 2020 to 1 Apr 2021)
  • CF30 Customer (8 May 2018 to 8 Dec 2019)
• James Paul Rockall

  IRN JPR01100

  • [FCA CF] Client dealing (1 Dec 2020 to 31 Mar 2025)
  • [FCA CF] Manager of certification employee (1 Dec 2020 to 31 Mar 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (9 Sep 2004 to 31 Oct 2007)
• James Roger Allen

  IRN JXA00344

  • [FCA CF] Client dealing (since 1 Dec 2021)

• Block Scholes Ltd

  FRN 989043 · Appointed 20 Dec 2022 · Tied agent

• Michele Giuseppe Di Stefano (no longer appointed)

  FRN 582325 · Appointed 31 May 2012 · Until 29 Apr 2016

No changes recorded yet.