RBS Collective Investment Funds Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Simon Thompson
IRN SXT00046
- CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
Stephanie Mary Eastment
IRN SXE15382
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (6 Aug 2019 to 29 Nov 2019)
Stephen Graham
IRN SXG00119
- CF21 Investment Adviser (22 Apr 2002 to 22 Apr 2002)
Stephen Robin Sanders
IRN SRS01052
- CF11 Money Laundering Reporting (18 Nov 2008 to 1 Sep 2010)
- CF10 Compliance Oversight (4 Mar 2003 to 1 Sep 2010)
Stephen Skipper
IRN SXS00013
- CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)
Steven Edge
IRN SXE01448
- CF10 Compliance Oversight (9 Jun 2015 to 13 Sep 2017)
Steven James Spence
IRN SXS37485
- [FCA CF] Manager of certification employee (30 Nov 2020 to 31 Mar 2021)
Steven William Barnes Kyle
IRN SXK01232
- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Dec 2002)
Stuart Andrew Fearn
IRN SAF00008
- CF21 Investment Adviser (1 Dec 2001 to 1 Mar 2002)
Stuart Clarke Macbride
IRN SXM04057
- SMF16 Compliance Oversight (since 2 Aug 2020)
- CF10 Compliance Oversight (15 Dec 2017 to 13 Sep 2018)

Smaller firms operating under this firm's FCA authorisation.

K Downward & Company (no longer appointed)
FRN 178586 · Appointed 14 Mar 1992 · Until 1 Jul 2002
Mortgage Matters (no longer appointed)
FRN 201087 · Appointed 1 Feb 1992 · Until 1 Jul 2002
Norwich and Peterborough LBS Ltd (no longer appointed)
FRN 187642 · Appointed 12 Dec 1991 · Until 1 Dec 2001
Hill House Hammond Ltd (no longer appointed)
FRN 158110 · Appointed 31 Oct 1991 · Until 1 Jul 2002
Dale Eddison & Richard Driver (no longer appointed)
FRN 187909 · Appointed 31 Oct 1991 · Until 1 Jul 2002
Andrews Estate Agents Ltd (no longer appointed)
FRN 156315 · Appointed 1 Jul 1991 · Until 1 Jul 2002
Kendell Financial Services (no longer appointed)
FRN 149076 · Appointed 1 Jun 1991 · Until 1 Jul 2002
Invernairn Insurance Services (no longer appointed)
FRN 200799 · Appointed 1 Feb 1991 · Until 1 Jul 2002
Regent Estates Property Limited (no longer appointed)
FRN 191936 · Appointed 1 Jan 1991 · Until 1 Jul 2002
Lampons Financial and Lampons Residential Ltd (no longer appointed)
FRN 161353 · Appointed 26 Oct 1990 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.